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Firm to pay $45 million in penalties

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Firm to pay $45 million in penalties

Firm to pay $45 million in penalties

Scott Olson | Getty Images

The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle charges they violated more than 10 separate securities law provisions.

The violations by Robinhood related to failures to report suspicious trading in a timely manner, failing to implement adequate identity theft protections, and failing to adequately address unauthorized access to Robinhood computer systems.

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